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The Champion of Medicare
Jun 24
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Jeff Martinez, CRPC®
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The Champion of Medicare
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SEC Gensler on US Equity Capital Market Formation
Jun 24
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Jane Diamond
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SEC Gensler on US Equity Capital Market Formation
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LA Fintech Aug Event
Get tickets HERE! Date: August 1st, 2024LA Fintech News is a reader-supported publication. To receive new posts and support my work, consider becoming a…
Jun 8
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Jeff Martinez, CRPC®
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LA Fintech Aug Event
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February 2024
LA Fintech Event Feb 29th
Mix Mingle Network
Feb 8
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Jeff Martinez, CRPC®
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LA Fintech Event Feb 29th
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September 2023
Private Equity Firm American Infrastructure Funds Popped
The importance of transparency and the fiduciary duty
Sep 22, 2023
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Jane Diamond
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Private Equity Firm American Infrastructure Funds Popped
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Citadel Securities LLC, Settled Charges for Violating Regulation SHO
Abusive Short Selling
Sep 22, 2023
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Jane Diamond
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Citadel Securities LLC, Settled Charges for Violating Regulation SHO
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Medicare Matrix Glitch
A glitch in the Medicare matrix.
Sep 22, 2023
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Jeff Martinez, CRPC®
1
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Medicare Matrix Glitch
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SEC Investor Advisory Committee to Discuss Exempt Offerings and Accredited Investors at September 21 Meeting
The Securities and Exchange Commission’s Investor Advisory Committee will hold a public, in-person, meeting on September 21 at 10 a.m. ET at the SEC…
Sep 19, 2023
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Jane Diamond
1
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SEC Investor Advisory Committee to Discuss Exempt Offerings and Accredited Investors at September 21 Meeting
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SEC Charges New York Firm Concord Management and Owner with Acting as Unregistered Investment Advisers
Firm and Owner’s failures to register more than $7 billion in assets to former Russian Official
Sep 19, 2023
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Jane Diamond
1
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SEC Charges New York Firm Concord Management and Owner with Acting as Unregistered Investment Advisers
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SEC Charges California Resident with Multimillion Dollar Ponzi Scheme
The Securities and Exchange Commission (SEC) is charging Tilila Walker Sumchai, a resident of Richmond, California, with fraudulent activities related…
Sep 19, 2023
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Jane Diamond
1
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SEC Charges California Resident with Multimillion Dollar Ponzi Scheme
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SEC Charges Lyft with Failure to Disclose Financial Interest in Pre-IPO Transaction
The Securities and Exchange Commission (SEC) has charged Lyft Inc. for not disclosing a company board director's involvement in a shareholder's sale of…
Sep 18, 2023
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Jane Diamond
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SEC Charges Lyft with Failure to Disclose Financial Interest in Pre-IPO Transaction
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Cherry Picking Glenn Cap Advisory Gets Popped
The Securities and Exchange Commission (SEC) has announced that it has settled fraud charges against GlennCap LLC, an investment advisory firm based in…
Sep 15, 2023
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Jane Diamond
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Cherry Picking Glenn Cap Advisory Gets Popped
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