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LA Fintech Mix Mingle Network
10-3-2024
Aug 28
•
Jeff Martinez, CRPC®
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LA Fintech Mix Mingle Network
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June 2024
The Champion of Medicare
Jun 24
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Jeff Martinez, CRPC®
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The Champion of Medicare
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SEC Gensler on US Equity Capital Market Formation
Jun 24
•
Jane Diamond
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SEC Gensler on US Equity Capital Market Formation
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LA Fintech Aug Event
Get tickets HERE!
Jun 8
•
Jeff Martinez, CRPC®
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LA Fintech Aug Event
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February 2024
LA Fintech Event Feb 29th
Mix Mingle Network
Feb 8
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Jeff Martinez, CRPC®
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LA Fintech Event Feb 29th
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September 2023
Private Equity Firm American Infrastructure Funds Popped
The importance of transparency and the fiduciary duty
Sep 22, 2023
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Jane Diamond
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Private Equity Firm American Infrastructure Funds Popped
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Citadel Securities LLC, Settled Charges for Violating Regulation SHO
Abusive Short Selling
Sep 22, 2023
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Jane Diamond
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Citadel Securities LLC, Settled Charges for Violating Regulation SHO
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Medicare Matrix Glitch
A glitch in the Medicare matrix.
Sep 22, 2023
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Jeff Martinez, CRPC®
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Medicare Matrix Glitch
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SEC Investor Advisory Committee to Discuss Exempt Offerings and Accredited Investors at September 21 Meeting
The Securities and Exchange Commission’s Investor Advisory Committee will hold a public, in-person, meeting on September 21 at 10 a.m.
Sep 19, 2023
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Jane Diamond
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SEC Investor Advisory Committee to Discuss Exempt Offerings and Accredited Investors at September 21 Meeting
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SEC Charges New York Firm Concord Management and Owner with Acting as Unregistered Investment Advisers
Firm and Owner’s failures to register more than $7 billion in assets to former Russian Official
Sep 19, 2023
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Jane Diamond
1
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SEC Charges New York Firm Concord Management and Owner with Acting as Unregistered Investment Advisers
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SEC Charges California Resident with Multimillion Dollar Ponzi Scheme
The Securities and Exchange Commission (SEC) is charging Tilila Walker Sumchai, a resident of Richmond, California, with fraudulent activities related…
Sep 19, 2023
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Jane Diamond
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SEC Charges California Resident with Multimillion Dollar Ponzi Scheme
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SEC Charges Lyft with Failure to Disclose Financial Interest in Pre-IPO Transaction
The Securities and Exchange Commission (SEC) has charged Lyft Inc.
Sep 18, 2023
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Jane Diamond
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SEC Charges Lyft with Failure to Disclose Financial Interest in Pre-IPO Transaction
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