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10-3-2024
 • 
Jeff Martinez, CRPC®

June 2024

The Champion of Medicare
 • 
Jeff Martinez, CRPC®
SEC Gensler on US Equity Capital Market Formation
 • 
Jane Diamond
LA Fintech Aug Event
Get tickets HERE!
 • 
Jeff Martinez, CRPC®

February 2024

LA Fintech Event Feb 29th
Mix Mingle Network
 • 
Jeff Martinez, CRPC®

September 2023

Private Equity Firm American Infrastructure Funds Popped
The importance of transparency and the fiduciary duty
 • 
Jane Diamond
Citadel Securities LLC, Settled Charges for Violating Regulation SHO
Abusive Short Selling
 • 
Jane Diamond
Medicare Matrix Glitch
A glitch in the Medicare matrix.
 • 
Jeff Martinez, CRPC®
SEC Investor Advisory Committee to Discuss Exempt Offerings and Accredited Investors at September 21 Meeting
The Securities and Exchange Commission’s Investor Advisory Committee will hold a public, in-person, meeting on September 21 at 10 a.m.
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Jane Diamond
SEC Charges New York Firm Concord Management and Owner with Acting as Unregistered Investment Advisers
Firm and Owner’s failures to register more than $7 billion in assets to former Russian Official
 • 
Jane Diamond
SEC Charges California Resident with Multimillion Dollar Ponzi Scheme
The Securities and Exchange Commission (SEC) is charging Tilila Walker Sumchai, a resident of Richmond, California, with fraudulent activities related…
 • 
Jane Diamond
SEC Charges Lyft with Failure to Disclose Financial Interest in Pre-IPO Transaction
The Securities and Exchange Commission (SEC) has charged Lyft Inc.
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Jane Diamond
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